The SEC Pulse

Reg D / general solicitation interpretations

Posted by Howard Berkenblit on August 7, 2015 at 5:00 PM

The SEC has issued some new Compliance & Disclosure Interpretations regarding the staff’s view on general solicitation in a variety of contexts, including "demo days," websites and angel groups. While much of what’s in the new C&DIs has been previously stated by the staff, it is helpful to see it all in one place in writing.

Topics: general solicitation, Regulation D, Compliance & Disclosure Interpretations

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