The SEC Pulse

Confidential IPO Filing System to be Expanded

Posted by Howard Berkenblit on June 30, 2017 at 10:29 AM

GettyImages-506172508.jpgAs of July 10th, the SEC’s Division of Corporation Finance will permit all companies to submit draft registration statements relating to initial public offerings for review on a non-public basis. Previously, this process was only available for “emerging growth companies” under the JOBS Act, although that covered a substantial majority of IPO candidates. 

More notably, this process will now be available for most offerings made in the first year after a company has entered the public reporting system. 

More information can be found at:  https://www.sec.gov/corpfin/announcement/draft-registration-statement-processing-procedures-expanded

Topics: Jobs Act, SEC, Division of Corporation Finance

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