The SEC Pulse

SEC registration fees to decrease on October 1st

Posted by Howard Berkenblit on August 31, 2015 at 5:02 PM

As of October 1st, the SEC filing fee rate for Securities Act registration statements will decrease from $116.20 per million to $100.70 per million.

The SEC’s announcement of the change can be found here.

Topics: registration statements, Securities Act

SEC no-review letters to be publicly available

Posted by Howard Berkenblit on June 15, 2015 at 4:47 PM

The staff of the SEC’s Division of Corporation Finance has made an announcement that it will begin releasing through the EDGAR system correspondence with issuers relating to Securities Act registration statements that are not selected for review.

Topics: Division of Corporation Finance, EDGAR, Securities Act

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The SEC Pulse provides updates and commentary from our Capital Markets Group on issues affecting publicly traded and privately owned businesses, investment banks and foreign companies who trade or raise capital in the United States, and boards of directors and company officers in securities transactions and corporate governance matters. 

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