The SEC Pulse

SEC proposes rule re: disclosure in proxy statements of hedging policies

Posted by Howard Berkenblit on February 11, 2015 at 4:45 PM
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This rule is required under the Dodd-Frank Act. Here is the proposing release.   

The proposals will be open for comments for 60 days.

Topics: Dodd-Frank

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The SEC Pulse provides updates and commentary from our Capital Markets Group on issues affecting publicly traded and privately owned businesses, investment banks and foreign companies who trade or raise capital in the United States, and boards of directors and company officers in securities transactions and corporate governance matters. 

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